Financial Services
Financial Services
Financial firms face the AI governance problem on three fronts at once: customer data protection, regulatory reporting (SOX, FINRA), and the audit trail on any AI-influenced recommendation.
Which layers matter most here
- Observability — What did the AI do?
- Guardrails — What should the AI never do?
- Workflows — How should the AI do recurring work?
- Domain Knowledge — What does the AI need to know?
A realistic governance gap
What an engagement looks like here
Financial services engagements typically lead with observability and workflow formalization. Managed operations handle the ongoing regulatory adjustments.
See how engagement works